View Updates

Restrict by chapter

Click to select or deselect all chapters

Restrict By Date

d

----- OR -----

d

between

And

Return

Results per page

Order results by

Latest date first

Earliest date first

Section order

You are viewing Updates in Dubai Financial Services Authority (DFSA)

Showing results 1 to 10 of 14

1 -

W874/2021 — Schroder Investment Management Limited (17 January 2022)

Dubai Financial Services Authority (DFSA) >> Notices >> Waivers and Modification Notices >> 2021

2 -

W873/2021 — Equiom (Isle of Man) Limited (17 January 2022)

Dubai Financial Services Authority (DFSA) >> Notices >> Waivers and Modification Notices >> 2021

3 -

8 April 2015 — DFSA Takes Action Against Former Licensed Directors (14 January 2022)

Dubai Financial Services Authority (DFSA) >> Media Releases >> 2015

4 -

3 November 2021 — Former Abraaj Managing Partner Mr Mustafa Abdel-Wadood fined USD 1.9 million for involvement in the Abraaj misconduct (13 January 2022)

Dubai Financial Services Authority (DFSA) >> Media Releases >> 2021

5 -

3 November 2021 — Former Abraaj Managing Partner Mr Mustafa Abdel-Wadood fined USD 1.9 million for involvement in the Abraaj misconduct (13 January 2022)

Dubai Financial Services Authority (DFSA) >> Media Releases >> 2021

6 -

1 November 2021 — DFSA decision to impose sanctions on former La Tresorerie SEO, Gilles Rollet, referred to Financial Markets Tribunal (13 January 2022)

Dubai Financial Services Authority (DFSA) >> Media Releases >> 2021

7 -

1 November 2021 — DFSA decision to impose sanctions on former La Tresorerie SEO, Gilles Rollet, referred to Financial Markets Tribunal (13 January 2022)

Dubai Financial Services Authority (DFSA) >> Media Releases >> 2021

8 -

20 October 2021 — Dubai Financial Services Authority, UAE Accountants & Auditors Association and the International Ethics Standards Board for Accountants Hosts Middle East Webinar on Non-Assurance Services and Fee-Related Revisions to the IESBA Code (13 January 2022)

Dubai Financial Services Authority (DFSA) >> Media Releases >> 2021

9 -

20 October 2021 — Dubai Financial Services Authority, UAE Accountants & Auditors Association and the International Ethics Standards Board for Accountants Hosts Middle East Webinar on Non-Assurance Services and Fee-Related Revisions to the IESBA Code (13 January 2022)

Dubai Financial Services Authority (DFSA) >> Media Releases >> 2021

10 -

5 November 2021 — UAE regulators and exchanges issue High-Level Statement on Sustainable Finance to advance national net-zero goal (13 January 2022)

Dubai Financial Services Authority (DFSA) >> Media Releases >> 2021