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You are viewing Updates in Dubai Financial Services Authority (DFSA)

Showing results 1 to 4 of 4

1 -

W853/2021 — Macquarie Bank Limited (01 June 2021)

Dubai Financial Services Authority (DFSA) >> Notices >> Waivers and Modification Notices >> 2021

2 -

W852/2021 — Quilter International Middle East Limited (01 June 2021)

Dubai Financial Services Authority (DFSA) >> Notices >> Waivers and Modification Notices >> 2021

3 -

1 June 2021 — UAE Regulatory Authorities Launch Consultation on the ‘Guidelines for Financial Institutions Adopting Enabling Technologies’ (01 June 2021)

Dubai Financial Services Authority (DFSA) >> Media Releases >> 2021

4 -

W850/2021 — Markel International (Dubai) Limited (23 May 2021)

Dubai Financial Services Authority (DFSA) >> Notices >> Waivers and Modification Notices >> 2021

General Module (GEN) [VER51/04-21]
Prudential — Insurance Business Module (PIN) [VER17/04-21]
Price Stabilisation Module (PRS) [VER7/04-18]
Glossary Module (GLO) [VER51/04-21]
2005
2004
Archive
Rulemaking Instruments
Waivers and Modification Notices
Takeover Rules Module (TKO) [VER08/04-20]
Past Papers
Regulatory Law
Law Regulating Islamic Financial Business
2006
Recognised Jurisdiction Notice
Investment Trust Law
Amendment Laws
2007
Archive
Recognised Jurisdiction Notice (No 2)
Guidance Making Instruments
Recognised Jurisdiction Notice (No 3)
Fees Module (FER) [VER24/11-20]
Hedge Fund Code of Practice 2010
Archive
2008
Collective Investment Rules (CIR) [VER/30/02-21]
Conduct of Business Module (COB) [VER37/02-21]
Regulatory Appeals Committee
FMT Rules of Procedure
2009
Notice to Declare a Financial Instrument an Investment (No 1)
Representative Office Module (REP) [VER10/04-18]
2010
Islamic Finance Rules (IFR) [VER17/04-21]
Collective Investment Law
Current Papers
Archive
2011
Notice of Amendments to Legislation
2012
Markets Law
Markets Rules (MKT) [VER17/04-21]
Notices of Updates
Policy Statement 2/2012 Policy Statement on Appointment of Compliance Adviser
Policy Statement 1/2012 Policy Statement on Appointment of a Sponsor
Declaration Notice – Article 38
Prudential — Investment, Insurance Intermediation and Banking Module (PIB) [VER38/04-21]
Policy Statement 1/2013 Guidelines on the recognition of External Credit Assessment Institutions (ECAIs)
2013
Anti-Money Laundering, Counter-Terrorist Financing and Sanctions Module (AML) [VER17/04-20]
Authorised Market Institutions (AMI) [VER19/04-21]
Exempt Offeror Declaration Notice – Ras Al Khaimah and RAK Capital
Regulatory Policy and Process Sourcebook (RPP) February 2020 Edition
Recognition (REC) [VER12/01-18]
Exempt Offeror Declaration Notice – Islamic Development Bank
2014
Auditor Module (AUD) [VER04/04-20]
Exempt Offeror Declaration Notice – Government of Sharjah and Sharjah Sukuk Limited
Exempt Offeror Declaration Notice – Government of the Hong Kong Special Administrative Region, Financial Services Incorporated and Hong Kong Sukuk 2014 Limited
Code of Market Conduct (CMC) [VER3/08-17]
FMT Form 1 Notice of Appeal
Prudential Returns Module (PRU) [VER5/02-19]
Application Forms and Notices Module (AFN) [VER51/01-20]
Notice of Declaration Pursuant to Article 38(4) of the Markets Law 2012 – Khadrawy Limited
2015
Exempt Offeror Declaration Notice – Perusahaan Penerbit SBSN Indonesia III and Republic of Indonesia
Exempt Offeror Declaration Notice – Hong Kong Sukuk 2015 Limited
Exempt Offeror Declaration Notice – IFC and IFC Sukuk Company
Exempt Offeror Declaration Notice – ICD and Hilal Services Ltd
Exempt Offeror Declaration Notice – Sharjah Sukuk (2) Limited
2016
2017
Exempt Offeror Declaration Notice – Hong Kong Sukuk 2017 Limited
Exempt Offeror Declaration Notice – ICDPS Sukuk Limited
2018
Exempt Offerer Declaration Notice — Sharjah Sukuk Programme Limited
2019
Fund Protocol Rules (FPR) [VER1/02-19]
Recognised Jurisdiction Notice (No. 4)
Recognised Jurisdiction Notice (No. 5)
2020
2021
Exempt Offeror Declaration Notice - Maldives Sukuk Issuance Limited
Recovery and Resolution (RAR) [VER1/04-21]