W888/2022 — Universal Capital Bank Financial Services Limited
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WAIVER AND MODIFICATION NOTICE
|To||Universal Capital Bank Financial Services Limited|
|Address||Unit OT 17-43, Level 17, Central Park Towers, P.O. Box 507277, DIFC, Dubai, UAE|
|DFSA Firm Reference No.||F004599|
THE DFSA HEREBY GIVES NOTICE THAT:
|AML Chapter 11||Rule 11.2.1(2)|
The Rules specified in the left hand column are modified to the extent shown in the right hand column of the table below. In this table, underlining indicates new text and striking through indicates deleted text, otherwise the Rule remains unaltered. Where a significant number of the paragraphs of the Rule remain un-altered the entire Rule may not be reproduced in the table. In such circumstances the un-altered parts of the Rule will be referred to by the relevant identifying paragraph number or letter, as the case may be.
|GEN 7.5.2||The Authorised Individual
This notice comes into effect on the date of issue and remains in force for 12 months thereafter or until further notice, whichever is the earlier.
Defined terms are identified in this notice by the capitalisation of the initial letter of a word or of each word in a phrase and are defined in the Glossary (GLO). Unless the context otherwise requires, where capitalisation of the initial letter is not used, an expression has its natural meaning.
THIS NOTICE IS ISSUED UNDER ARTICLE 25 OF THE REGULATORY LAW 2004 BY:
|DATE OF ISSUE:||28 April 2022|