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W853/2021 — Macquarie Bank Limited

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WAIVER AND MODIFICATION NOTICE

To Macquarie Bank Limited
Address Office 4, Level 3, Building 11, The Gate Village, DIFC, PO Box 506751, Dubai, UA
DFSA Firm Reference No. F001369
Notice No. W853/2021

THE DFSA HEREBY GIVES NOTICE THAT:

The Rules specified in table herein do not apply to the above mentioned Person.

RULES WAIVED

Rulebook Module Rule
AML Chapter 11 Rule 11.2.1(2)

CONDITIONS

None.

EFFECTIVE PERIOD

This notice comes into effect on the date of issue and remains in force for 6 months thereafter or until further notice, whichever is the earlier.

INTERPRETATION

The provisions in this notice are to be construed in accordance with GEN section 6.2 as if these provisions are provisions of the Rulebook.

Defined terms are identified in this notice by the capitalisation of the initial letter of a word or of each word in a phrase and are defined in the Glossary (GLO). Unless the context otherwise requires, where capitalisation of the initial letter is not used, an expression has its natural meaning.

THIS NOTICE IS ISSUED UNDER ARTICLE 25 OF THE REGULATORY LAW 2004 BY:

Name: Justin Baldacchino
   
Position: Managing Director, Supervision
   
DATE OF ISSUE: 1st June 2021