W 63/06 PIB — Citigroup Global Markets Limited

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To Citigroup Global Markets Limited
Address C/O Citibank N.A. Dubai
P O Box 749
Dubai — UAE
DFSA Firm Reference No. F000153
Notice No. W 63 / 06


The Rules specified in the table herein do not apply to the above mentioned Person.

This notice is issued by the DFSA under Article 25 of the Regulatory Law 2004.

Effective date: This notice comes into effect on 04 May 2006 and remains in effect until further notice.


The Rules waived are set out in the table below.

DFSA Rulebook Module Version Rule
PIB/VER2/08-05 PIB Chapter 1, Section PIB 1.2 & PIB 1.4 (Financial Resources & The Trading Book)
PIB/VER2/08-05 PIB Chapter 2, all Sections (Capital)


The waivers in respect of the Rules specified above remain in effect on condition that Citigroup Global Markets Limited submits to the DFSA, on a quarterly basis, a copy of its latest Capital Adequacy Summary report to FSA, within ten business days of the due date for submission to FSA.


The provisions in this notice are to be construed in accordance with GEN section 6.2 as if these provisions are provisions of the Rulebook.

Defined terms are identified in this notice by the capitalization of the initial letter of a word or of each word in a phrase and are defined in the Glossary (GLO). Unless the context otherwise requires, where capitalisation of the initial letter is not used, an expression has its natural meaning.

This notice was issued by:

Name : David Knott
Position : Chief Executive
Date : 04 May 2006