W 62/06 REC — Citigroup Global Markets Limited
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WAIVER NOTICE
| To | Citigroup Global Markets Limited |
| Address | C/O Citibank N.A. Dubai P O Box 749 Dubai — UAE |
| DFSA Firm Reference No. | F000153 |
| Notice No. | W 62 / 06 |
THE DFSA HEREBY GIVES NOTICE THAT:
The Rules specified in the table herein do not apply to the above mentioned Person.
This notice is issued by the DFSA under Article 25 of the Regulatory Law 2004.
Effective date: This notice comes into effect on 04 May 2006, until further notice, or the date on which any Rule specified herein is amended, which ever is the earlier.
RULES WAIVED
The Rules waived are set out in the table below.
| Module Version | Rule |
| REC/VER2/08-05 | REC 7.2.2 (a) |
CONDITIONS
All trades on the DIFX are to be executed by the London office of Citigroup Global Markets Limited (principal place of business).
INTERPRETATION
The provisions in this notice are to be construed in accordance with GEN section 6.2 as if these provisions are provisions of the Rulebook.
Defined terms are identified in this notice by the capitalisation of the initial letter of a word or of each word in a phrase and are defined in the Glossary (GLO). Unless the context otherwise requires, where capitalisation of the initial letter is not used, an expression has its natural meaning.
This notice was issued by:
| Name : | David Knott |
| Position : | Chief Executive |
| Date : | 04 May 2006 |