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W 223/06 REC — ING Bank NV

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WAIVER NOTICE

To ING Bank NV
Address Amstelveenseweg 500
1081 KL,
Amsterdam,
Netherlands
DFSA Firm Reference No. F000362
Notice No. W223/2006

THE DFSA HEREBY GIVES NOTICE THAT:

The Rules specified in the table herein do not apply to the above mentioned Person.

This notice is issued by the DFSA under Article 25 of the Regulatory Law 2004.

Effective Date: This notice comes into effect on 6 December 2006, and continues in force until further notice, or the date on which any Rule specified herein is amended, which ever is the earlier.

RULES WAIVED

The Rules waived are set out in the table below.

Module Version Rule
REC/VER2/08-05 REC 7.2.2(a) An applicant for Recognition must not be an Authorised Firm or an applicant to be an Authorised Firm

CONDITIONS

Nil

INTERPRETATION

The provisions in this notice are to be construed in accordance with GEN section 6.2 as if these provisions are provisions of the Rulebook.

Defined terms are identified in this notice by the capitalisation of the initial letter of a word or of each word in a phrase and are defined in the Glossary (GLO). Unless the context otherwise requires, where capitalisation of the initial letter is not used, an expression has its natural meaning.

This notice was issued by:

Name : Jane Coakley
Position : Managing Director, Authorisation
Date : 6 December 2006