Versions

 

W 200/06 OSR — Deutsche Bank AG

Click herehere to view the PDF

WAIVER NOTICE

To Deutsche Bank AG
Address Deutsche Bank AG
Taunusanlage 12,
60325 Frankfurt am Main
DFSA Firm Reference No. F000045
Notice No. W200/2006

THE DFSA HEREBY GIVES NOTICE THAT:

The Rules specified in the table herein do not apply to the above mentioned Person.

This notice is issued by the DFSA under Article 25 of the Regulatory Law 2004.

Effective date: This notice comes into effect on 12th September 2006 and expires on the date on which any Rule specified herein is amended.

RULES WAIVED

The Rules waived are set out in the table below.

Module Version Rule
OSR/VER5/06-06 OSR A2.4.1 (4)
OSR/VER5/06-06 OSR A2.4.1 (9)
OSR/VER5/06-06 OSR A2.4.1 (14)

CONDITIONS

NIL

INTERPRETATION

The provisions in this notice are to be construed in accordance with GEN section 6.2 as if these provisions are provisions of the Rulebook.

Defined terms are identified in this notice by the capitalisation of the initial letter of a word or of each word in a phrase and are defined in the Glossary (GLO). Unless the context otherwise requires, where capitalisation of the initial letter is not used, an expression has its natural meaning.

This notice was issued by:

Name : Jane Coakley
Position : Managing Director, Authorisation
Date : 12th September 2006