W 194/06 REC — UBS AG
|Address||12th Floor, The Gate Building, DIFC, Dubai, UAE|
|DFSA Firm Reference No.||F000321|
THE DFSA HEREBY GIVES NOTICE THAT:
The Rules specified in the table herein do not apply to the above mentioned Person.
This notice is issued by the DFSA under Article 25 of the Regulatory Law 2004.
Effective date: This notice comes into effect on 13th September 2006, until further notice, or the date on which any Rule specified herein is amended, which ever is the earlier.
The Rules waived are set out in the table below.
|REC/VER2/08-05||REC 7.2.2 (a) An applicant for Recognition must not be an Authorised Firm or an applicant to be an Authorised Firm|
All deals to be executed from the London office (principle place of business).
The provisions in this notice are to be construed in accordance with GEN section 6.2 as if these provisions are provisions of the Rulebook.
Defined terms are identified in this notice by the capitalisation of the initial letter of a word or of each word in a phrase and are defined in the Glossary (GLO). Unless the context otherwise requires, where capitalisation of the initial letter is not used, an expression has its natural meaning.
This notice was issued by:
|Name :||Jane Coakley|
|Position :||Managing Director, Authorisation|
|Date :||13th September 2006|