W 148/06 PIB — Goldman Sachs International

Click herehere to view the PDF


To Goldman Sachs International
Address Business Centre, Level 12, The Gate, DIFC, P.O. Box
121208, Dubai, UAE
DFSA Firm Reference No. F000297
Notice No. W148/2006


The Rules specified in the table herein do not apply to the above mentioned Person.

This notice is issued by the DFSA under Article 25 of the Regulatory Law 2004.

Effective Date: This notice comes into effect on 6 August 2006 and remains in effect until further notice.


The Rules waived are set out in the table below and Table 2 in PIB 1 is to be construed accordingly.

DFSA Rulebook Module Version Rule
PIB/VER6/06-06 PIB 1, Section 1.2 & 1.4 (Financial Resources & The Trading Book)
PIB/VER6/06-06 PIB 2, all Sections (Capital)


The waivers in respect of the Rules specified above remain in effect on condition that the Authorised Firm submits to the DFSA, on a quarterly basis, a copy of its latest Capital Adequacy summary report to the Financial Services Authority (”FSA”), within ten business days of the due date for submission to the FSA.


The provisions in this notice are to be construed in accordance with GEN section 6.2 as if these provisions are provisions of the Rulebook.

Defined terms are identified in this notice by the capitalisation of the initial letter of a word or of each word in a phrase and are defined in the Glossary (GLO). Unless the context otherwise requires, where capitalisation of the initial letter is not used, an expression has its natural meaning.

This notice was issued by:

Name : David Knott
Position : Chief Executive
Date : 6 August 2006