W 144/06 GEN, AUT, PIB — JLT Risk Solutions Limited
WAIVER AND MODIFICATION NOTICE
|To||JLT Risk Solutions Limited|
|Address||The Fairmont, Suite 712, Sheihk Zayed Road,
PO Box 24459, Dubai, UAE
|DFSA Firm Reference No.||F000014|
THE DFSA HEREBY GIVES NOTICE THAT:
This notice is issued by the DFSA under Article 25 of the Regulatory Law 2004.
Effective date: This notice comes into effect on 18 June 2006 and expires on 17 December 2006.
The Rules waived are set out in Table A below.
|GEN/VER10/06-06||GEN 6.4.2, GEN A5.2.1|
|AUT/VER5/06-06||AUT 8.2.2, AUT 8.2.3, AUT 10.3.4 & AUT 10.3.5|
The Rules listed in the left hand column of Table B below are modified as shown in the right hand column of the table. In this table, underlining indicates new text and striking through indicates deleted text.
The above mentioned Person must ensure that
The Authorised Individuals referred to in Rule 10.3.1
Applies in the form set out in that provision subject to the omission of any references in that provision to Quarterly returns.
The provisions in this notice are to be construed in accordance with GEN section 6.2 as if these provisions are provisions of the Rulebook.
Defined terms are identified in this notice by the capitalisation of the initial letter of a word or of each word in a phrase and are defined in the Glossary (GLO). Unless the context otherwise requires, where capitalisation of the initial letter is not used, an expression has its natural meaning.
This notice was issued by:
|Name :||Jane Coakley|
|Position :||Managing Director, Authorisation|
|Date :||18 June 2006|