W 138/2011 GEN — Jefferies International Limited
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WAIVER NOTICE
To | Jefferies International Limited |
Address |
Office No 4216, Level 42, Emirates Towers, Sheikh Zayed Road, PO Box 31303, Dubai, UAE |
DFSA Firm Reference No. | F001523 |
Notice No. | W138/2011 |
THE DFSA HEREBY GIVES NOTICE THAT:
The Rules specified in the Left hand column of the table herein do not apply to the above mentioned Person in the form appearing in the Rulebook but instead apply as modified in the right hand column of the table.
RULES WAIVED
The Rules specified in the left hand column are modified to the extent shown in the right hand column of the table below. In this table, underlining indicates new text and striking through indicates deleted text, otherwise the Rule remain unaltered. Where a significant number of the paragraphs of the Rule remains un-altered the entire Rule may not be reproduced in the table. In such circumstances the un-altered parts of the Rule will be referred to by the relevant identifying paragraph number or letter, as the case may be.
Rulebook Modified | Rule |
GEN 7.5.2 |
The Authorised Individuals referred to in Rule 7.5.1(a), |
CONDITIONS
None
EFFECTIVE PERIOD
This notice comes into effect on the date of issue and remains in force for 6 months thereafter or until further notice, whichever is the earlier
INTERPRETATION
The provisions in this notice are to be construed in accordance with GEN section 6.2 as if these provisions are provisions of the Rulebook.
Defined terms are identified in this notice by the capitalisation of the initial letter of a word or of each word in a phrase and are defined in the Glossary (GLO). Unless the context otherwise requires, where capitalisation of the initial letter is not used, an expression has its natural meaning.
THIS NOTICE IS ISSUED UNDER ARTICLE 25 OF THE REGULATORY LAW 2004 BY:
Name: | Paul M Koster |
Position: | Chief Executive Officer |
DATE OF ISSUE: | 16 November 2011 |