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W 084/07 AUT — Lazard Middle East Limited

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MODIFICATION NOTICE

To Lazard Middle East Limited
Address The Gate Building, DIFC
Level 15 Business Centre, Office 46
PO Box 506644, Dubai
United Arab Emirates
DFSA Firm Reference No. F000567
Notice No. W084/2007

THE DFSA HEREBY GIVES NOTICE THAT:

The Rules specified in the left hand column of the table herein do not apply to the above mentioned Person in the form appearing in the Rulebook but instead apply as modified in the right hand column of the table.

RULES MODIFIED

The Rules specified in the left hand column are modified to the extent shown in the right hand column of the table below. In this table, underlining indicates new text and striking through indicates deleted text, otherwise the Rule remains unaltered. Where a significant number of the paragraphs of the Rule remain un-altered the entire Rule may not be reproduced in the table. In such circumstances the un-altered parts of the Rule will be referred to by the relevant identifying paragraph number or letter, as the case may be.

Rule Modified Text
AUT 10.3.2 The Authorised Individuals referred to in AUT Rule 10.3.1(a), (c) and (d) must be ordinarily resident in the U.A.E.

CONDITIONS

None.

EFFECTIVE PERIOD

This notice comes into effect on the date of issue and remains in force for 6 months thereafter or until further notice, whichever is the earlier.

INTERPRETATION

The provisions in this notice are to be construed in accordance with GEN section 6.2 as if these provisions are provisions of the Rulebook.

Defined terms are identified in this notice by the capitalisation of the initial letter of a word or of each word in a phrase and are defined in the Glossary (GLO). Unless the context otherwise requires, where capitalisation of the initial letter is not used, an expression has its natural meaning.

THIS NOTICE IS ISSUED UNDER ARTICLE 25 OF THE REGULATORY LAW 2004 BY:

Name : Joyce C Maykut QC
Position : Acting Chief Executive
DATE OF ISSUE: 15th October 2007