W 08/05 PIB — Merrill Lynch Bank (Suisse) S.A
Click here to view the PDF
WAIVER NOTICE
To | Merrill Lynch Bank (Suisse) S.A |
Address | PO Box 3911, Dubai UAE |
DFSA Firm Reference No. | 10010 |
Notice No. | W 08/05 |
THE DFSA HEREBY GIVES NOTICE THAT:
The Rules specified in the table herein do not apply to the above mentioned Person.
This notice is issued by the DFSA under Article 25 of the Regulatory Law 2004.
Effective Date: This notice comes into effect on 7 April 2005 and expires on 7 April 2007 or the date on which any rule specified herein is amended, which ever is the earlier.
RULES WAIVED
The Rules waived are set out in the table below.
DFSA Rulebook Module Version | rule |
PIB/VER1/255/09-04 | PIB rule 1.2.1 |
PIB/VER1/255/09-04 | PIB Rules 1.4.1 to 1.4.3 (inclusive) |
PIB/VER1/255/09-04 | PIB Rules 2.1.1 to 2.10.4 (inclusive) |
CONDITIONS
The waivers in respect of the Rules specified above remain in effect for the duration of the period set out above on condition that:
INTERPRETATION
The provisions in this notice are to be construed in accordance with GEN section 6.2 of as if these provisions are provisions of the Rulebook.
Defined terms are identified in this notice by the capitalization of the initial letter of a word or of each word in a phrase and are defined in the Glossary (GLO). Unless the context otherwise requires, where capitalisation of the initial letter is not used, an expression has its natural meaning.
This notice was issued by: | |
Name : | David King |
Position : | Acting Chief Executive |
Date : | 7 April 2005 |