W 08/04 AUT — Franklin Templeton Investment Management Limited
|To||Franklin Templeton Investment Management Limited|
|Address||640-B Office Tower, Al Ghurair Centre, Deira, PO Box 55311, Dubai – United Arab Emirates|
|DFSA Reference No.||10004|
|Notice No.||W 08/04|
THE DFSA HEREBY GIVES NOTICE THAT:
The Rules specified in the table herein do not apply to the above mentioned Person in relation to Brian Rowe (an Authorised Individual).
This notice is issued by the DFSA under Article 25 of the Regulatory Law 2004.
Effective Date: This notice comes into effect on 30 November 2004 and expires on the date on which Brian Rowe ceases to be authorised by the DFSA as a Compliance Officer or Money Laundering Reporting Officer or both.
The Rules waived are set out in the table below.
|DFSA Rulebook Module Version||rule|
|AUT/VER1/254/09-04||AUT rule 10.3.2|
The waivers in respect of the Rules specified above remain in effect for the duration of the period set out above on condition that:
The provisions in this notice are to be construed in accordance with GEN section 6.2 as if these provisions are provisions of the Rulebook.
Defined terms are identified in this notice by the capitalisation of the initial letter of a word or of each word in a phrase and are defined in the Glossary (GLO). Unless the context otherwise requires, where capitalisation of the initial letter is not used, an expression has its natural meaning.
|This notice was issued by:|
|Name :||David King|
|Position :||Acting Chief Executive|
|Date :||30 November 2004|