W 061/07 PIB — The Bank of Tokyo Mitsubishi UFJ, Ltd

Click herehere to view the PDF


To The Bank of Tokyo Mitsubishi UFJ, Ltd
Address Office No. 607, 6th Floor
Union House Building
PO Box 43659, Dubai
United Arab Emirates
DFSA Firm Reference No. F000470
Notice No. W061/2007


The Rules specified in the table herein do not apply to the above mentioned Person.

This notice is issued by the DFSA under Article 25 of the Regulatory Law 2004.

Effective date: This notice comes into effect on 30th July 2007and remains in effect until further notice.


The Rules waived are set out in the table below and Table 2 in PIB chapter 1 is to be construed accordingly.

Module Version Rule
PIB/VER10/07-07 PIB Chapter 1, Section PIB 1.2 & PIB 1.4 (Financial Resources & The Trading Book)
PIB/VER10/07-07 PIB Chapter 2, all Sections (Capital)


The waivers in respect of the Rules specified above remain in effect on condition that the Authorised Firm submits to the DFSA, on a half yearly basis, a copy of its latest Capital Adequacy summary report to the Financial Services Agency of Japan, within ten business days of the due date for submission to the Financial Services Agency of Japan.


The provisions in this notice are to be construed in accordance with GEN section 6.2 as if these provisions are provisions of the Rulebook.

Defined terms are identified in this notice by the capitalisation of the initial letter of a word or of each word in a phrase and are defined in the Glossary (GLO). Unless the context otherwise requires, where capitalisation of the initial letter is not used, an expression has its natural meaning.

This notice was issued by:

Name : David Knott
Position : Chief Executive
Date : 30th July 2007