Versions

 

W 058/08 PIB AUT — Lloyds TSB Offshore Limited

Click herehere to view the PDF

WAIVER NOTICE

To Lloyds TSB Offshore Limited
Address 4th Floor East, The Gate, DIFC, PO Box 12140
Dubai, UAE
DFSA Firm Reference No. F000192
Notice No. W58/2008

THE DFSA HEREBY GIVES NOTICE THAT:

The Rules specified in herein do not apply to the above mentioned Person.

RULES WAIVED

Rulebook Module Rule
PIB Chapter 1 (General requirement) All the Rules in sections 1.5 and 1.6
AUT Chapter 15 (Annual reporting of controllers) All the Rules in section 15.3

CONDITIONS

The waivers in respect of the Rules specified above remain in effect for the duration of the period set out below, on condition that the above named Person to whom this notice applies does not carry out any Financial Services in or from the Dubai International Financial Centre.

If the condition stated above is breached, this notice ceases to have effect forthwith and the Rules specified in the table herein apply to the above mentioned Person in the form set out in the applicable module of the Rulebook in force at the relevant time.

EFFECTIVE PERIOD

This notice comes into effect on the date of issue of this notice and remains in force until 31 January 2009 or until further notice, whichever is the earlier.

INTERPRETATION

The provisions in this notice are to be construed in accordance with GEN section 6.2 as if these provisions are provisions of the Rulebook.

Defined terms are identified in this notice by the capitalisation of the initial letter of a word or of each word in a phrase and are defined in the Glossary (GLO). Unless the context otherwise requires, where capitalisation of the initial letter is not used, an expression has its natural meaning.

THIS NOTICE IS ISSUED UNDER ARTICLE 25 OF THE REGULATORY LAW 2004 BY:

Name : Michael Zamorski
Position : Acting Chief Executive
Date : 4 September 2008