W 05/04 PIB — Mellon Global Investments Limited
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WAIVER NOTICE
To | Mellon Global Investments Limited |
Address | Level 41, Emirates Towers, PO Box 31303, Dubai – United Arab Emirates |
DFSA Reference No. | 10007 |
Notice No. | W 05/04 |
THE DFSA HEREBY GIVES NOTICE THAT:
The Rules specified in the table herein do not apply to the above mentioned Person.
This notice is issued by the DFSA under Article 25 of the Regulatory Law 2004.
Effective Date: This notice comes into effect on 1 February 2005 and expires on 1 February 2007.
RULES WAIVED
The Rules waived are set out in the table below and PIB chapter 1 Table 2 is to be construed accordingly.
DFSA Rulebook Module Version | rule |
PIB/VER1/255/09-04 | PIB rule 1.2.1 |
PIB/VER1/255/09-04 | PIB Rules 1.4.1 to 1.4.3 (inclusive) |
PIB/VER1/255/09-04 | PIB Rules 2.1.1 to 2.10.4 (inclusive) |
CONDITIONS
The waivers in respect of the Rules specified above remain in effect for the duration of the period set out above on condition that:
INTERPRETATION
The provisions in this notice are to be construed in accordance with GEN section 6.2 as if these provisions are provisions of the Rulebook.
Defined terms are identified in this notice by the capitalisation of the initial letter of a word or of each word in a phrase and are defined in the Glossary (GLO). Unless the context otherwise requires, where capitalisation of the initial letter is not used, an expression has its natural meaning.
This notice was issued by: | |
Name : | David King |
Position : | Acting Chief Executive |
Date : | 22 December 2004 |