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W 05/04 PIB — Mellon Global Investments Limited

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WAIVER NOTICE

To Mellon Global Investments Limited
Address Level 41, Emirates Towers, PO Box 31303, Dubai – United Arab Emirates
DFSA Reference No. 10007
Notice No. W 05/04

THE DFSA HEREBY GIVES NOTICE THAT:

The Rules specified in the table herein do not apply to the above mentioned Person.

This notice is issued by the DFSA under Article 25 of the Regulatory Law 2004.

Effective Date: This notice comes into effect on 1 February 2005 and expires on 1 February 2007.

RULES WAIVED

The Rules waived are set out in the table below and PIB chapter 1 Table 2 is to be construed accordingly.

DFSA Rulebook Module Version rule
PIB/VER1/255/09-04 PIB rule 1.2.1
PIB/VER1/255/09-04 PIB Rules 1.4.1 to 1.4.3 (inclusive)
PIB/VER1/255/09-04 PIB Rules 2.1.1 to 2.10.4 (inclusive)

CONDITIONS

The waivers in respect of the Rules specified above remain in effect for the duration of the period set out above on condition that:

(a) on a six monthly basis, the above mentioned Person submits to the DFSA relevant extracts from their latest UK Financial Services Authority (FSA) quarterly reporting statement, within 1 month of its being submitted to the FSA.

INTERPRETATION

The provisions in this notice are to be construed in accordance with GEN section 6.2 as if these provisions are provisions of the Rulebook.

Defined terms are identified in this notice by the capitalisation of the initial letter of a word or of each word in a phrase and are defined in the Glossary (GLO). Unless the context otherwise requires, where capitalisation of the initial letter is not used, an expression has its natural meaning.

This notice was issued by:
Name : David King
Position : Acting Chief Executive
Date : 22 December 2004