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TKO 3.4.4 Guidance

In the case of investment accounts managed on a discretionary basis, relevant Securities or Shares so managed will be treated, for the purpose of this Rule, as controlled by that manager and not by the Person on whose behalf the relevant Securities or Shares are managed.


Derived from DFSA RM23/2005 (Made 26th September 2005). [VER1/09-05]