TKO 3.4.1
Dealings in relevant
(a) their or his own account; or
(b) the account of clients;
must be disclosed forthwith by the
(c) to the DFSA ; and
(d) in the same manner as a market disclosure required under Rule 4.7.1 of the Markets Rules.
Derived from DFSA RM23/2005 (Made 26th September 2005). [VER1/09-05]
[Amended] DFSA RM87/2012 (Made 14th June 2012). [VER5/06-12]
[Amended] DFSA RM87/2012 (Made 14th June 2012). [VER5/06-12]