Step 3: Mitigating and aggravating factors | Rulebook

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Dubai Financial Services Authority (DFSA)
Sourcebook Modules
Regulatory Policy and Process Sourcebook (RPP) February 2020 Edition
RPP 6 Penalty Guidance
RPP 6-6 Financial Penalties Imposed on an Individual
Step 3: Mitigating and aggravating factors

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‹ RPP 6-6-6

RPP 6-6-7 ›

Step 3: Mitigating and aggravating factors

RPP 6-6-7
RPP 6-6-8

‹ RPP 6-6-6

RPP 6-6-7 ›

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© 2020 DFSA refers to the Dubai Financial Services Authority, a body established under Dubai law as the independent regulator of financial services and related activities for the DIFC.