Step 2: The seriousness of the contravention | Rulebook

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Dubai Financial Services Authority (DFSA)
Sourcebook Modules
Regulatory Policy and Process Sourcebook (RPP) February 2020 Edition
RPP 6 Penalty Guidance
RPP 6-5 Financial Penalties Imposed on a Firm
Step 2: The seriousness of the contravention

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‹ RPP 6-5-1

RPP 6-5-2 ›

Step 2: The seriousness of the contravention

RPP 6-5-2
RPP 6-5-3
RPP 6-5-4
RPP 6-5-5
RPP 6-5-6

‹ RPP 6-5-1

RPP 6-5-2 ›

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© 2020 DFSA refers to the Dubai Financial Services Authority, a body established under Dubai law as the independent regulator of financial services and related activities for the DIFC.