Entire section Custom print Link Text Only Rich Text Print

Senior Manager

In relation to an:

(a) Authorised Firm, the Licensed Function described in GEN Rule 7.4.7; and
(b) Authorised Market Institution, an individual who is responsible either alone or jointly with other individuals for the management, supervision or control of the Authorised Market Institution's Financial Services and who is not a member of the Governing Body.
Derived from DFSA RM12/2004 (Made 16th September 2004). [VER1/09-04]
Amended in accordance with Notice of Amendments to Legislation April 2011 [VER24/02-11]
[Amended] DFSA RM124/2013 (Made 13th June 2013) [VER30/07-13]