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RPP 7-6-4

The Decision Maker (covering both an individual and a committee) will have had no previous direct involvement in establishing the evidence upon which the decision is based. Examples of Decision Maker Decisions include where the DFSA, on its own initiative, proposes to:

(a) impose an administrative fine or censure;
(b) withdraw a Licence of an Authorised Person; or
(c) withdraw the status of an Authorised Individual.
Inserted (Made 21st August 2014). August 2014 Edition