RPP 7-4-6

The Schedule 3 procedures do not apply to some other types of DFSA decisions. There are three main categories of such decisions:

(a) decisions made by the DFSA at the request of a Person, e.g. where a Person requests the DFSA to cancel its Licence;
(b) decisions made by the DFSA under a court order or a direction issued by the Financial Markets Tribunal; and
(c) where bespoke due process requirements apply to a power. Examples are the DFSA's powers relating to Controllers of regulated firms and the power to approve the Business Rules of an Authorised Market Institution.
Inserted (Made 21st August 2014). August 2014 Edition