‹ RPP 6-5-20 [Deleted] Step 1: Disgorgement › RPP 6-6 Financial Penalties Imposed on an Individual Step 1: Disgorgement RPP 6-6-1 Step 2: The seriousness of the contravention RPP 6-6-2 RPP 6-6-3 RPP 6-6-4 RPP 6-6-5 RPP 6-6-6 Step 3: Mitigating and aggravating factors RPP 6-6-7 RPP 6-6-8 Step 4: Adjustment for deterrence RPP 6-6-9 Step 5: Settlement discount RPP 6-6-10 ‹ RPP 6-5-20 [Deleted] Step 1: Disgorgement ›