‹ RPP 6-4-9 [Deleted] Step 1: Disgorgement › RPP 6-5 Financial Penalties Imposed on a Firm Step 1: Disgorgement RPP 6-5-1 Step 2: The seriousness of the contravention RPP 6-5-2 RPP 6-5-3 RPP 6-5-4 RPP 6-5-5 RPP 6-5-6 Step 3: Mitigating and aggravating factors RPP 6-5-7 RPP 6-5-8 RPP 6-5-11 [Deleted] Step 4: Adjustment for deterrence RPP 6-5-9 Step 5: Settlement discount RPP 6-5-10 [Deleted] RPP 6-5-12 [Deleted] RPP 6-5-13 [Deleted] RPP 6-5-14 [Deleted] RPP 6-5-15 [Deleted] RPP 6-5-16 [Deleted] [Deleted] RPP 6-5-17 [Deleted] RPP 6-5-18 [Deleted] RPP 6-5-19 [Deleted] RPP 6-5-20 [Deleted] ‹ RPP 6-4-9 [Deleted] Step 1: Disgorgement ›