The DFSA may increase or decrease the amount of the financial penalty arrived at after Step 2 (excluding any amount to be disgorged as set out in Step 1), to take into account factors which aggravate or mitigate the contravention. Any such adjustments will be made by way of a percentage adjustment to the figure determined at Step 2.
Derived from Notice of Updates
(Made 20th December 2012). December 2012 Edition
Amended (Made 21st August 2014). August 2014 Edition