RPP 5-6-3
Whilst not an exhaustive list, the
(a) imposition of a fine35;
(b) imposition of a censure36;
(c) imposition of conditions or restrictions on a Licence 37;
(d) withdrawal of an authorisation under a Licence 38;
(e) withdrawal of a Licence 39;
(f) imposition of conditions or restrictions on an Authorised Individual 40;
(g) restriction or suspension of an Authorised Individual , or the withdrawal of his or her authorisation41;
(h) withdrawal of the registration of an Ancillary Service Provider ;
(i) revocation of recognition42;
(j) appointment of a manager43;
(k) withdrawal of the registration of an Auditor 44; and
(l) suspension of the registration of an Auditor 45.
35Article 90 of the Regulatory Law 2004
36Article 91 of the Regulatory Law 2004
37Article 49 of the Regulatory Law 2004
38Article 50 of the Regulatory Law 2004
39Article 51 of the Regulatory Law 2004
40Article 57 of the Regulatory Law 2004
41Article 58 of the Regulatory Law 2004
42Article 60 of the Regulatory Law 2004
43Article 61 of the Regulatory Law 2004
44Article 88 of the Regulatory Law 2004
45Article 98 of the Regulatory Law 2004
Derived from Notice of Updates (Made 20th December 2012). December 2012 Edition