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RPP 5-6-3

Whilst not an exhaustive list, the Enforcement Committee may recommend to the Chief Executive that a matter be referred to a Decision Maker for the:

(a) imposition of a fine35;
(b) imposition of a censure36;
(c) imposition of conditions or restrictions on a Licence37;
(d) withdrawal of an authorisation under a Licence38;
(e) withdrawal of a Licence39;
(f) imposition of conditions or restrictions on an Authorised Individual40;
(g) restriction or suspension of an Authorised Individual, or the withdrawal of his or her authorisation41;
(h) withdrawal of the registration of an Ancillary Service Provider;
(i) revocation of recognition42;
(j) appointment of a manager43;
(k) withdrawal of the registration of an Auditor44; and
(l) suspension of the registration of an Auditor45.

35Article 90 of the Regulatory Law 2004

36Article 91 of the Regulatory Law 2004

37Article 49 of the Regulatory Law 2004

38Article 50 of the Regulatory Law 2004

39Article 51 of the Regulatory Law 2004

40Article 57 of the Regulatory Law 2004

41Article 58 of the Regulatory Law 2004

42Article 60 of the Regulatory Law 2004

43Article 61 of the Regulatory Law 2004

44Article 88 of the Regulatory Law 2004

45Article 98 of the Regulatory Law 2004

Derived from Notice of Updates (Made 20th December 2012). December 2012 Edition