RPP 5-6-1

At the conclusion of an investigation, the DFSA may:

(a) take no further action;
(b) commence a settlement negotiation;
(c) accept a settlement;
(d) accept an enforceable undertaking;27
(e) seek to have the matter referred to a decision-maker (see Chapter 7);
(f) commence Court proceedings;28
(g) exercise a power on behalf of another regulator;29 and
(h) delegate a power to another regulator.30

27Article 89.

28Articles 84, 92, 93, 94 and 95.

29Article 39.

30Article 40.

Added by Notice of Updates (Made 23rd November 2014). November 2014 Edition