Versions

 

RPP 5-5-7

In comparison, the Article 73(1) power permits the DFSA to request information and documents from an Authorised Firm, Authorised Market Institution, Ancillary Service Provider, auditor and any director, officer, employees or agent of such person, which the DFSA considers is necessary or desirable to meet the objectives of the DFSA.

Derived from Notice of Updates (Made 20th December 2012). December 2012 Edition