Versions

 

RPP 5-3-1

The assessment of complaints and referrals concerning potential misconduct or suspected contravention of the Law or Rules is a key function of the DFSA's regulatory remit and Enforcement framework. Every complaint and referral, regardless of source, is assessed to determine whether an investigation or other action ought to take place.

Derived from Notice of Updates (Made 20th December 2012). December 2012 Edition