RPP 5-2-5

When taking enforcement action, the DFSA will generally adopt the enforcement process described in this chapter. The DFSA's enforcement process is comprised of the following elements:

(a) Assessment of complaints and referrals (section 5-3);
(b) Commencement of an investigation (section 5-4);
(c) Information gathering (section 5-5);
(d) Remedies (section 5-6); and
(e) Conclusion of the Investigation (section 5-19).

See Appendix 1 for a diagram of the enforcement process.

Added by Notice of Updates (Made 23rd November 2014). November 2014 Edition