When taking enforcement action, the DFSA will adopt the enforcement process described in this chapter. The DFSA's enforcement process is comprised of the following elements:
(a) Assessment of complaints and referrals (see section 5-3);
(b) Commencement of an investigation (see section 5-4);
(c) Information gathering (see section 5-5);
(d) Consideration of investigative findings (see section 5-6);
(e) Remedies (see section 5-6); and
(f) Conclusion of the Investigation (see section 5-21).
Derived from Notice of Updates (Made 20th December 2012). December 2012 Edition