Versions

 

RPP 4-9-3

The DFSA may also withdraw the Authorised Individual status of a Person pursuant to Article 58(3) if:

(a) the Person becomes bankrupt;
(b) the Person is convicted of a serious criminal offence;
(c) the Person becomes incapable, through mental or physical incapacity, of managing his affairs;
(d) the Person or the relevant Authorised Firm asks the DFSA to withdraw the status; or
(e) the Licence of the relevant Authorised Firm is withdrawn.
Derived from Notice of Updates (Made 20th December 2012). December 2012 Edition