RPP 4-9-1

Under Article 58(1), the DFSA has the power to restrict an individual from performing Licensed Functions, or to suspend or withdraw an individual's Authorised Individual or Key Individual status, if it reasonably concludes that:

(a) the individual is in breach, or has been in breach of, an obligation that applies as a result of their Authorised Individual or Key Individual status; or
(b) an individual is no longer fit and proper to perform a role in respect of which he is an Authorised Individual or Key Individual.5

5 Article 58(1).

Derived from Notice of Updates (Made 20th December 2012). December 2012 Edition
Amended (Made 21st August 2014). August 2014 Edition