RPP 4-8-2

The DFSA may exercise this power in circumstances including, but not limited to, the following:

(a) where the Authorised Individual or Key Individual has not acted effectively or responsibly or has not exercised the expected level of skill, care and diligence in carrying out the Licensed Function;
(b) where the conduct of the Authorised Individual or Key Individual falls below the standards expected; or
(c) where the DFSA has some concern about the fitness and propriety of the Authorised Individual or Key Individual, but not such as to warrant the suspension or withdrawal of an Authorised Individual or Key Individual's status.
Derived from Notice of Updates (Made 20th December 2012). December 2012 Edition
Amended (Made 21st August 2014). August 2014 Edition