The DFSA may exercise this power in circumstances including, but not limited to, the following:
(a) where the
Authorised Individual has not acted effectively and responsibly or has not exercised the expected level of skill, care and diligence in carrying out the Licensed Function;
(b) where the conduct of the
Authorised Individual falls below the standards expected; or
(c) where the DFSA has some concern about the fitness and propriety of the
Authorised Individual, but not such as to warrant the suspension or withdrawal of an Authorised Individual's status.
Derived from Notice of Updates (Made 20th December 2012). December 2012 Edition