Versions

 

RPP 4-8-1

Pursuant to Article 57 of the Regulatory Law 2004, the DFSA may at any time by a written notice to an Authorised Individual and the Authorised Firm in relation to which the Authorised Individual is an officer, employee or agent:

(a) impose conditions and restrictions or additional conditions and restrictions on the grant of Authorised Individual status; and
(b) vary or withdraw conditions and restrictions imposed on the grant of such status.5

5 Article 57 of the Regulatory Law 2004

Derived from Notice of Updates (Made 20th December 2012). December 2012 Edition