In order to supervise the conduct and activities of an Authorised Person, DNFBP, Domestic Fund, Registered Auditor or any director, officer, employee or agent of such person, the DFSA requires access to a broad range of information relating to a Person's business. Such information is usually provided to the DFSA on a voluntary basis. In particular, Authorised Persons, Authorised Individuals and DNFBPs are expected to deal with the DFSA in an open and cooperative manner and disclose to the DFSA any information of which the DFSA would reasonably expect to be notified.
Derived from Notice of Updates
(Made 20th December 2012). December 2012 Edition
Amended by Notice of Updates
(Made 14th July 2013). July 2013 Edition
Amended Amended (Made 21st August 2014). August 2014 Edition