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RPP 4-2-1

In order to supervise the conduct and activities of an Authorised Person, Ancillary Service Provider, Fund, Auditor or any director, officer, employee or agent of such person, the DFSA requires access to a broad range of information relating to a Person's business. Such information is usually provided to the DFSA on a voluntary basis. In particular, an Authorised Person and Authorised Individual is expected to deal with the DFSA in an open and cooperative manner and disclose to the DFSA any information of which the DFSA would reasonably expect to be notified.

Derived from Notice of Updates (Made 20th December 2012). December 2012 Edition