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RPP 4-12-5

Under Article 75A, the DFSA may for, prudential purposes, direct a particular Authorised Firm, or Authorised Firms within a specified class, to:

(a) comply with any specified additional capital or liquidity requirements;
(b) apply a specific provisioning policy or treatment of specified assets;
(c) comply with specified limits on material risk exposures;
(d) comply with specified limits on exposures to related parties;
(e) meet additional or more frequent reporting requirements; or
(f) take such other action as is specified in the direction.
Inserted (Made 21st August 2014). August 2014 Edition