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RPP 4-10-2

Article 58(1) of the Regulatory Law 2004 enables the DFSA to impose a restriction in respect of all functions or in respect of specific functions. Whether a general restriction or a more specific restriction is imposed by the DFSA may depend on the facts of the matter, including:

(a) the concerns upon which the DFSA determines that a natural person is not fit and proper to perform any functions; and
(b) the need to protect the integrity of the DIFC and ensure the confidence of participants in the market.
Derived from Notice of Updates (Made 20th December 2012). December 2012 Edition