This chapter provides information on how the DFSA will generally exercise its powers when conducting supervisory or enforcement activities. These powers can be exercised in respect of any Persons, including an Authorised Person, DNFBP or Registered Auditor (collectively referred to as "firms" in this chapter unless otherwise stated), an Authorised Individual, Key Individual, Audit Principal or Principal Representative.
Derived from Notice of Updates
(Made 20th December 2012). December 2012 Edition
Amended by Notice of Updates
(Made 14th July 2013). July 2013 Edition
Amended (Made 21st August 2014). August 2014 Edition