RPP 3-5-2

The DFSA is likely to request an annual information report from all Auditors. The information report will request details such as:

(a) outcome of a fit and proper assessment undertaken by the Auditor;
(b) any professional indemnity insurance obtained by the Auditor;
(c) names of the Authorised Firms audited;
(d) continuing professional development undertaken by relevant employees of the Auditor;
(e) any other activities undertaken by the Auditor; and
(f) complaints received by the Auditor.
Derived from DFSA GM8/2011 (Made 28th April 2011). [VER 1/02-11]
Amended by Notice of Updates (Made 5th July 2012). July 2012 Edition