RPP 3-4-2

Onsite visits to Ancillary Service Providers are likely to focus on their compliance with relevant AML/CTF Laws and Rules. This may include the DFSA testing the firm's systems and controls for conducting a money laundering risk assessment, customer due diligence and complying with relevant United Nations Security Council Sanctions and Resolutions.

Derived from DFSA GM8/2011 (Made 28th April 2011). [VER 1/02-11]