RPP 3-3-2
Onsite visits to
(a) confirming that activities undertaken by the Representative office are allowed under its licence;
(b) reviewing the adequacy of its systems and controls to comply with its AML responsibilities;
(c) any solvency concerns with the head office or Group ; and
(d) the firm's disclosure of its regulated status.
Derived from DFSA GM8/2011 (Made 28th April 2011). [VER 1/02-11]