RPP 3-2-5

When the DFSA licenses an Authorised Firm, it takes into consideration the relationship with any wider Group to which the firm may belong or with other Persons closely linked to it. The DFSA may also take into account lead or consolidated supervision to which an Authorised Firm or its Group may be subject in another jurisdiction.

Derived from DFSA GM8/2011 (Made 28th April 2011). [VER 1/02-11]