RPP 3-1-7

In order to meet its objectives, the DFSA requires an open, transparent and cooperative relationship between itself and a firm. The DFSA expects to establish and maintain an ongoing dialogue with the firm's senior management in order to develop and sustain a thorough understanding of the firm's business, systems and controls and, through this relationship, to be aware of all areas of risk to its objectives.

Derived from DFSA GM8/2011 (Made 28th April 2011). [VER 1/02-11]