RPP 3-1-17

Whenever appropriate, the DFSA may inform the firm of the steps the firm needs to take in relation to specific risks. Subsequently, the DFSA expects the firm to demonstrate that it has taken appropriate steps to mitigate the risks it poses to the DFSA's objectives.

Derived from DFSA GM8/2011 (Made 28th April 2011). [VER 1/02-11]