RPP 3-1-1

Chapter 3 focuses on the DFSA's risk-based approach to supervision and the ongoing relationship between the DFSA and an Authorised Person, Ancillary Service Provider or Auditor (collectively referred to as firms in this Chapter unless otherwise stated).

Derived from DFSA GM8/2011 (Made 28th April 2011). [VER 1/02-11]
Amended by Notice of Updates (Made 5th July 2012). July 2012 Edition